General Regulations for the Degree of Integrated PhD in Named Subjects


  1. The degree of PhD in [named subject] may be awarded by the Senate to postgraduate students who have successfully pursued a programme of study as prescribed below to the satisfaction of the faculty concerned. All students will initially register for the degree of MPhil.

Admission

  1. Candidates for entry to the programme must normally possess an undergraduate degree of an approved University or of the Council for National Academic Awards (CNAA). Candidates with other qualifications may be admitted to the programme by the Faculty Board.

Scheme of study

  1. Candidates are required to undertake the scheme of study over a period of four years full-time registration, to pass the required examinations, and to submit a thesis not more than 12 months later than the end of the fourth year of study. In exceptional circumstances the Faculty Board may approve a later date for submission.

  2. In the first year candidates will be required to follow a prescribed programme of units which will be taught in the University. Candidates who complete these units and pass the required examinations at an appropriate standard at the end of the first year will be permitted to proceed to the second year of the programme. Candidates who fail to reach the required standard will be permitted to resit them on one occasion only. In the event of failure to achieve the required standard at resit, their programme will be terminated, and such candidates will be considered by the Faculty for transfer to a relevant Dip/MSc programme for the award of a Diploma.

  3. The second, third and fourth years will comprise attendance at prescribed units and a programme of supervised research in the University leading to the preparation of a thesis.

Candidature

  1. All candidates will be assigned a research supervisor who will be responsible for supervising the design and progress of the candidate's research project and for providing academic advice to the candidate in researching and writing the thesis. The supervisor shall shall report on the candidate's work and progress when requested to do so by the Faculty Board. The department will either appoint one member of staff to act as a general postgraduate tutor, appoint an adviser for each individual candidate in addition to the supervisor or appoint an advisory group which includes the supervisor. All students will also be assigned a personal tutor during the coursework phase.

  2. The Code of Practice for Research Candidature and Supervision applies to students registered on this programme.

Progress

  1. Candidates who successfully complete the programme of prescribed taught units and progress satisfactorily in supervised research will be eligible to transfer to registration for the degree of PhD not less than six months before the end of the fourth year of the programme. A candidate for the degree of PhD may be permitted at any time prior to submission of thesis to transfer to a course leading to the degree of MPhil.

  2. A Faculty Board may at any time review the progress of an individual candidate. If this is unsatisfactory and if, after due warning, there is insufficient improvement, the Board may recommend termination of candidature to Senate. The candidate may appeal against the decision by using the procedure set out in General Regulations.

Temporary suspension and nominal registration

  1. The Faculty Board may, on the recommendation of the head of department, permit temporary suspension of candidature. Periods of suspension shall not count towards the maximum period of study.

  2. If, having completed the required period of supervised study, a candidate ceases to receive supervision, the Faculty Board may allow transfer to nominal registration for a period not exceeding 12 months. Candidates in nominal registration shall on transfer pay the fee prescribed in the fees regulations.

  3. Periods of nominal registration count towards the maximum period of study.

Submission of Thesis

  1. At the end of the required period of study a thesis shall be submitted for examination in accordance with the instructions in the leaflet The Completion of Research Degree Candidature issued to candidates by the Academic Registrar

  2. A candidate who is about to submit a thesis shall give to the Academic Registrar through the Faculty Office at least two months' prior notice in writing which shall include the full title of the thesis. Such notice of intention to submit a thesis shall be given not later than 1 February if the candidate seeks award of the degree by the following July.

  3. With the exception of restrictions on access as defined in paragraph 16 below, research work submitted as a thesis for a higher degree shall be openly available and subject neither to security classification nor to restriction on access, and candidates may publish the whole or part of their work prior to its submission as a thesis, provided that in the published work it is nowhere stated that it is in consideration for a higher degree.

  4. In exceptional circumstances access to a thesis may be restricted by the Senate on the recommendation of a Faculty Board, where such restriction is regarded as desirable on commercial grounds or pending patent applications, or as necessary to maintain confidentiality. The period of restriction shall be determined by Senate on the recommendation of the Faculty Board, but shall not exceed three years from the date of examination.

  5. On submission of a thesis a candidate shall be required to sign two documents:

    a) a form of consent that the thesis, if successful, may be made available for inter-library loan or photocopying from a date stipulated (subject to the law of copyright);

    b) a declaration stating: that the thesis is the result of work done wholly or mainly while the student was in registered candidature; that where the thesis is based on work done by the candidate jointly with others, a substantial part is the original work of the candidate; the extent to which the thesis incorporates material already submitted for another degree.

  6. A thesis may not exceed 75,000 words in length, unless prior permission to exceed this length has been given by the Faculty Board on the recommendation of the supervisor. Candidates who exceed this limit without Faculty Board permission will normally be required by the examiners to resubmit in a form which does not exceed the stipulated length. Candidates may in addition submit a separate volume of factual information only, related to the content of the thesis, which must be prepared and bound in the same style as the thesis. Such additional information will be available to the examiners and will form part of the record.

  7. For each candidate’s thesis, normally one internal and one external examiner shall be appointed; in exceptional cases, one additional internal or external examiner may be appointed. The supervisor may not be appointed as an examiner.

  8. Candidates for the PhD will normally be required, and candidates for the MPhil may be required, to attend for an oral examination.

  9. The examiners for each candidate shall recommend one of the following courses of action:

    a) that the degree for which the candidate has submitted a thesis be awarded;

    b) that the degree for which the candidate has submitted a thesis be awarded subject if necessary to minor amendments to the thesis being made by a date specified (minor amendments include: minor omissions of substance, typographical errors, occasional stylistic or grammatical flaws, corrections to references, addition/modification of one or two figures, and minor changes to layout, and require no new research. They may be certified by the internal examiner only). The date specified for the submission of such minor amendments should normally be no later than a month after the formal notification to the candidate;

    c) that the degree for which the candidate has submitted a theses be awarded subject to the correction of modest errors/omissions of substance being made, by a date specified (the procedure for re-examination of the thesis should be clearly specified in the report). Such amendments may require limited further analysis but will not affect the originality of the central thesis. They will be of a scale to require certification by both the internal and external examiners, though normally not so extensive that an oral is required. The date specified for the submission of such intermediate amendments should normally be no later than six months after the formal notification to the candidate.

    d) that the candidate be required to attend for a further oral examination;

    e) that the candidate be permitted to submit by a date specified a revised thesis for the same degree for re-examination on one subsequent occasion. The date specified for submission of the revised thesis should normally be no later than twelve months after the formal notification to the candidate.

    f) that, in the case only of a PhD candidate who has failed to satisfy the examiners, permission be given to the candidate to apply within a specified time for the award of the degree of MPhil. This may be allowed without re-examination, subject to any minor amendment of the thesis which may be required by the examiners, or may be subject to re-examination of a revised thesis;

    g) that the degree be not awarded and that resubmission of the thesis be not permitted.

  10. A candidate who fails to submit a corrected or revised thesis by the date set by the examiners shall normally be regarded as having failed the examination and the recommendations of the examiners shall lapse. Such candidates may be considered by the faculty for transfer to a relevant Dip/MSc programme in the same department.

  11. Where the examiners recommend that the degree be not awarded and that submission of a revised thesis be not permitted, the candidate may ask for the case to be reviewed in accordance with the procedures laid down by the Senate. A copy of the procedures may be obtained from the Academic Registrar.